Aspiration Risk-Dysphagia Ramblings

“Aspiration Risk”

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A while back, I was reviewing submissions for the ASHA conference session on Complex Cases in Adult Dysphagia, and something Dr. James Coyle said during the session hit me like a ton of pudding thick liquids:

We need to stop casually labeling patients as “aspiration risks.”

Because once that label makes its way into a medical chart, it sticks—and it follows that patient across settings, providers, and treatment decisions. But what does “aspiration risk” even mean?


What Is an “Aspiration Risk?”

According to Wikipedia (yes, I went there), pulmonary aspiration is “the entry of material (such as pharyngeal secretions, food or drink, or stomach contents) from the oropharynx or gastrointestinal tract into the larynx and lower respiratory tract.”

When we write “aspiration risk” in a patient’s chart, it’s typically shorthand for: “this person has dysphagia and may aspirate food, liquids, or secretions.” But what’s the actual risk? And more importantly, is the presence of aspiration the most important predictor of pneumonia?

Let’s look at the evidence.


What the Research Says

📌 Martino et al. (2005)

  • Found a high incidence of dysphagia and aspiration post-stroke.
  • Noted that silent aspiration is surprisingly common.
  • Showed that pneumonia risk is proportional to aspiration severity, but not exclusive to it.

Martino, R., et al. (2005). Stroke, 36(12), 2756-2763.

📌 DeLegge (2001)

Identified other major risk factors beyond dysphagia:

  • Neurologic dysfunction
  • Decreased consciousness
  • Advancing age
  • GERD
  • Tube feeding

DeLegge, M. H. (2001). JPEN, 26(6 Suppl), S19–24.


🐣 Chicken or the Egg?

Dr. Coyle explored this question beautifully in his article “A Dilemma in Dysphagia Management: Is Aspiration Pneumonia the Chicken or the Egg?”

He argues that:

“Aspiration contributes to dysphagia-related pneumonia—but it’s just one of many risk factors, and sometimes not even the most important one.”

Let that sink in.


The Langmore Game-Changer

In what might be the most cited article in our profession, Dr. Susan Langmore (1998) dropped a truth bomb:

Top risk factors for aspiration pneumonia:

  • Dependence for feeding
  • Poor oral care
  • Multiple comorbidities
  • Smoking
  • Tube feeding
  • Decayed teeth
  • Polypharmacy

Notice something missing?
👉 Dysphagia wasn’t even on the list.

Langmore, S. E., et al. (1998). Dysphagia, 13(2), 69–81.


The “NPO but Eating Anyway” Dilemma

We’ve all had that patient.

Instrumental shows aspiration across the board. The patient is deemed unsafe for oral intake, but they refuse NPO orders. They eat. They drink. We cringe. We wait for the inevitable pneumonia…

…except it never comes.


SNF Setting: Another Layer of Complexity

Langmore and colleagues (2002) looked at aspiration pneumonia in nursing home residents and found that risk explodes when the following factors stack up:

  • Feeding dependence
  • Suctioning
  • Mechanical diets
  • COPD, CHF
  • Bedbound status
  • Delirium
  • UTI
  • Lots of meds
  • AND dysphagia

Langmore, S. E., et al. (2002). Dysphagia, 17(4), 298–307.


Cognitive Status Matters, Too

According to Leder, Suiter, & Warner (2009), patients who couldn’t answer basic orientation questions or follow single-step commands had:

  • 57% greater risk of liquid aspiration
  • 48% greater risk of puree aspiration
  • 69% greater chance of being deemed unsafe for any oral intake

Leder, S. B., et al. (2009). Dysphagia, 24(3), 290–295.


Wait, Even Healthy Adults Aspirate?

Yep.

Marik (2001) noted that half of all healthy adults aspirate small amounts of secretions while sleeping. Yet most of them never get pneumonia.

Marik, P. E. (2001). NEJM, 344(9), 665–671.

So what’s the difference?

Pneumonia risk rises when:

  • Oral health is poor
  • Neutrophils are busy fighting other infections
  • The person can’t clear aspirated material
  • There’s bacterial colonization in the oropharynx

Final Thoughts: Think Before You Label

Aspiration does not equal pneumonia.
Dysphagia does not equal aspiration.
Being labeled an “aspiration risk” does not mean that patient should automatically be NPO.

When we slap on that label, we may unknowingly change the trajectory of care for that patient—sometimes unnecessarily, and sometimes even harmfully.

So the next time you’re tempted to default to “aspiration risk” in the chart, ask yourself:

Aren’t we all an aspiration risk?

Are you ready for a deeper dive with even more resources available? Join the Dysphagia Skills Accelerator today. You will get so many great tools with new tools being added all the time! Click here to join now!

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References

Martino, R., Foley, N., Bhogal, S., Diamant, N., Speechley, M., & Teasell, R. (2005). Dysphagia after stroke incidence, diagnosis, and pulmonary complications. stroke, 36(12), 2756-2763

Langmore, S. E., Terpenning, M. S., Schork, A., Chen, Y., Murray, J. T., Lopatin, D., & Loesche, W. J. (1998). Predictors of aspiration pneumonia: how important is dysphagia?. Dysphagia, 13(2), 69-81.

Langmore, S. E., Skarupski, K. A., Park, P. S., & Fries, B. E. (2002). Predictors of aspiration pneumonia in nursing home residents. Dysphagia,17(4), 298-307.

Leder, S. B., Suiter, D. M., & Warner, H. L. (2009). Answering orientation questions and following single-step verbal commands: effect on aspiration status. Dysphagia, 24(3), 290-295.Aspiration Pneumonia

Marik, P. E. (2001). Aspiration pneumonitis and aspiration pneumonia. New England Journal of Medicine, 344(9), 665-671.  

11 responses to ““Aspiration Risk””

  1. mary spremulli Avatar

    What a great review of this important topic. I often tell people/patients, that aspiration pneumonia is the result of the “perfect storm,” when all the conditions converge, much like a hurricane. Fortunately, we are more aware of prevention strategies that can actually make a difference in defending against AP.

    1. dysphagiaramblings Avatar

      Thank you Mary!! I agree!! It takes so many factors to make a pneumonia!!!

  2. Todd R. Fix Avatar

    I cannot emphasize how pertinent this information is to under-informed SLPs. The research shows emphatically that dysphagia is not the primary indicator of health-risk (aspiration PNA), yet so many act as it is the end-all, be-all. I sometimes wonder if we, as a profession, are “afraid” that if describe aspiration PNA in a less-than-critical manner, that we somehow lessen our importance. Kudos for supporting the information that we know, and for impressing our importance (in a anti-historically way) upon the well being of those we serve.

    1. dysphagiaramblings Avatar

      Thank you Todd!! I have seen so many patients now that aspirate but never develop a pneumonia. It’s so critical to look at the entire patient and not just the aspiration!

  3. Dianne Raby Avatar
    Dianne Raby

    Love the prompt to think before you label someone in such a permanent way. Great reminder that dysphagia may not be a prime contributor to aspiration pneumonia, need to look more wholisticly at the entire situation, this would be a powerful
    Message for aged care!!

  4. carleighmelton Avatar
    carleighmelton

    What would you say is a reason for making someone NPO if not for aspirating on an instrumental exam? Having the risk factors?

    1. dysphagiaramblings Avatar

      There are many reasons to make a patient NPO that is not necessarily even aspiration related. Looking at the entire patient is critical in making these decisions. I’ve had patients aspirate on the instrumental exam and continue to eat orally without ever developing complications from aspiration. These weren’t patients that had acute medical complications or respiratory problems, but they remained safe despite aspiration. Even now, 4 years later there has been no respiratory compromise. It’s important not to have a set “list” of factors which you use to recommend NPO, but look at each patient individually.

  5. dysphagiaramblings Avatar

    Thank you!! I am very driven by all of the above when diagnosing and making recommendations.

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  7. Patricia Greene Avatar
    Patricia Greene

    My aunt is starving in a nursing home because the incompetent speech pathologists have dictated she can not have thin liquids. The discharge Dr. at the hospital stated she could have “ thin liquids.” ( She was admitted to the hospital with cranial bleeds following an “ accident” at the nursing home where staff dropped her out of her wheelchair and on the floor.
    She drinks thin liquids without coughing or aspirating and has demonstrated this repeatedly.
    However, the speech pathologists forces a spoonful of thickened liquids and my aunt will not swallow and tries to spit it out and then coughs.
    Repeatedly we have tried to get them to read current research but they refuse.
    She is now dying because they refuse her thin liquids. Only an IV is keeping her alive but without nutrition she will not survive.
    I can not believe this can happen in a nursing home.

    1. dysphagiaramblings Avatar

      I’m sorry to hear that this is happening.

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